
Importance of Retaining Electronic Messages Can’t Be Overstated
Failing to journal all communications allowed in your company’s “Acceptable Use Policy” is a regulatory mess waiting to happen
Failing to journal all communications allowed in your company’s “Acceptable Use Policy” is a regulatory mess waiting to happen
Criminals continue to get better and better in their ability to target the asset and wealth management industry with targeted phishing and typosquat domain campaigns
Free software is being targeted by criminals to embed malware that you can’t detect
We strongly recommend that asset and wealth managers only allow limited GenAI access with pre-approval from management
When will the government and the regulators start adding some carrot to go along with the stick?
If and when you have to report a ‘material cybersecurity incident’ to the SEC, or you simply want to know how to respond to a cybersecurity incident, you must have a plan
RIAs and private fund advisers alike need to be prepared when the SEC finalizes its impending cybersecurity rules for asset management industry
QR phishing, or “Quishing” as it’s now called, is the latest of a new type of phishing attack that is proving extremely successful (for criminals)
You may know what a QR code is, but are you aware that there is now a new wave of QR Code cyber-attacks that are extremely successful?
245 Main Street, Suite 440
White Plains, NY 10601