Read about recent attempts to commit fraudulent ACATS transfers based on identity theft of valid brokerage accounts and learn what steps to take to be protected.
SEC Issues New Risk Alert on COVID-19 Compliance Risks and Considerations for Broker-Dealers and Investment Advisers
The U.S. Security and Exchange Commission’s (SEC) Office of Compliance Inspectors and Examinations (OCIE) issued a new Risk Alert.
BW Cyber Services has been shortlisted for a 2020 HFM US Service Award, in the category of Best Cyber-Security Service Firm.
Pat Riley, Senior Vice President at Towne Insurance joins BW Cyber Founder Michael Brice to discuss the most common cyber fraud events and how to properly structure your cybersecurity and crime insurance to maximize opportunity.
When it comes to the protection of your client data and financial assets, verification is more important than trust. It is critical to verify by separating the duties between IT and cyber security.